Self-regulatory organizations

Results: 6954



#Item
311Professional certification / Skills / Payment systems / Standards / Software testing / Fee

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MIAXMarch 19, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness

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Source URL: www.sec.gov

Language: English - Date: 2015-03-20 11:01:10
312Stock market / Corporate finance / Corporations law / Business law / Equity securities / Depository Trust & Clearing Corporation / Book value / Common stock / Corporation / Business / Finance / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No; File Nos. SR-FICC; SR-NSCC; SR-DTC2014-812) December 5, 2014 Self-Regulatory Organizations; Fixed Income Clearing Corporation; National Securiti

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Source URL: www.sec.gov

Language: English - Date: 2014-12-08 09:11:32
313Options Clearing Corporation / Securities / Exercise / Dodd–Frank Wall Street Reform and Consumer Protection Act / Futures contract / Settlement / Bank / Commodity Futures Trading Commission / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-OCCApril 10, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 2 to an Advance Notice

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Source URL: www.sec.gov

Language: English - Date: 2015-04-10 17:00:18
314Order / Securities Exchange Act / Rebate / Business / Stock market / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MIAXMarch 20, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness

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Source URL: www.sec.gov

Language: English - Date: 2015-03-20 15:02:27
315Financial regulation / Securities Exchange Act / New York Stock Exchange / NYSE Arca / U.S. Securities and Exchange Commission / Self-regulatory organization / United States / Financial system / NYSE Euronext / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaMarch 19, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Pro

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Language: English - Date: 2015-03-20 10:31:49
316Financial markets / Investment / Options / Contract law / Futures contract / Short / Securities Exchange Act / International Securities Exchange / Binary option / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTMarch 19, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amen

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Source URL: www.sec.gov

Language: English - Date: 2015-03-20 10:29:10
317United States securities law / Options Clearing Corporation / Securities Exchange Act / Futures contract / U.S. Securities and Exchange Commission / Short / LCH.Clearnet / Clearing house / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ISEGeminiApril 1, 2015 Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-04-01 14:46:13
318Stock market / Futures contract / Securities Exchange Act / Multicast / Investment / Financial system / Financial markets / Financial economics / Direct Edge / NYSE Arca

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-EDGAApril 10, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-04-13 08:38:46
319Finance / Securities Exchange Act / Exchange-traded fund / NASDAQ / Market maker / Security / U.S. Securities and Exchange Commission / Stock market / Short / Financial economics / Financial markets / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQMarch 25, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R

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Source URL: www.sec.gov

Language: English - Date: 2015-03-25 14:50:10
320United States securities law / Investment / Stock market / Finance / Regulation NMS / Order / Securities Exchange Act / BATS Global Markets / Short / United States Securities and Exchange Commission / Financial economics / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-EDGXApril 7, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-04-07 13:14:35
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